Practice Areas

Investigation and Compliance

LMC also plays a vital role for clients in matters involving regulatory, governmental and other enforcement actions; criminal complaints; grand jury subpoenas; accounting and securities practices; allegations of employee fraud or misconduct; and regulatory professional licensure. Our primary goal in conducting internal investigations is to prevent enforcement actions or criminal investigations through the effective implementation of compliance programs and internal safeguards. Where our internal investigations have revealed gaps in a client’s compliance procedures, we have successfully worked with them to rectify administrative lapses and to implement new policies, procedures, and safeguards to promote future compliance and avoid adverse actions.

Recent Accomplishments

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News

February 13, 2013

February 13, 2013

The 2d DCA ruled that it was proper to subpoena Dr. Scott Katzman's surgery center internal cost structure information as it was relevant to establishing a claim of unreasonableness of charges for medical services. The 2d DCA remanded the case to the trial court to conduct an in camera review to determine if the documents were protected as trade secrets and if so, to enter an appropriate confidentiality order.

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